No More Secrets: A Roadmap to BSA Compliance

Tuesday, April 4th
Room Brazos
8:30am – 9:45am
Intermediate

Suzanne Hall, VP, Cash Manager, Leggett and Platt
George Pivik, Executive Director, Compliance Program Manager, JPMorgan Chase

Session Description

This session will discuss how Leggett and Platt gained a clearer understanding of OFAC/AML rules and regulations to help them remain compliant across their infrastructure. This lecture, facilitated by a compliance expert from J.P. Morgan, will cover how L&P created a standardized policy and procedure roadmap and made it available to their internal and external partners to help  mitigate risk an take the complexity and ‘secrets’ out of BSA/AML compliance. Ultimately, this helped them to:

  • avoid BSA violations and the associated costs for non-compliance
  • streamline the costs process across multiple service providers
  • de-mystify the BSA and AML compliance, among other efficiencies